GUOTAI HAITONG SECURITIES CO., LTD. (02611)

Directors Auditors

Director	From	To	Position(s)	Release Date / Document Links	Reason for Change
An Hong Jun	25-Nov-19	06-Aug-24	Non-executive Director
An Hongjun	26-Nov-19	06-Aug-24	NED	06 Aug 24	Due to his work arrangements
An Hongjun		06-Aug-24	MbStrC	06 Aug 24	Due to his work arrangements
Bai Wei	28-Jun-21	03-Apr-25	INED
Bai Wei		14-Mar-25	Dir	16 Mar 25(1)03 Apr 25(2)	Retirement due to the expiry of the term of the sixth session of the Board.
Chai Hongfeng	25-Nov-21	29-May-23	INED	29 May 23	Due to his work arrangements
Chai Hongfeng		17-Apr-23	MbStrC	17 Apr 23	Due to his work arrangements
Chen Fang Ruo	03-Apr-25		INED
Chen Guo Gang	03-Jan-13	28-Jun-21	INED
Chen Hangbiao	03-Apr-25		MbAC
Chen Hua	28-Jun-21	03-Apr-25	NED
Chen Hua		14-Mar-25	Dir	16 Mar 25(1)03 Apr 25(2)	Retirement due to the expiry of the term of the sixth session of the Board.
Chen Yijiang	27-Sep-24		NED
Ding Wei	28-Jun-21	03-Apr-25	INED
Ding Wei		14-Mar-25	Dir	16 Mar 25(1)03 Apr 25(2)	Retirement due to the expiry of the term of the sixth session of the Board.
Fan Ren Yi	28-Jun-21	09-Jul-21	Non-executive Director
Fan Renyi	28-Jun-21	10-Jul-21	NED
Feng Xiaodong	30-May-18	28-Jun-21	Sup
Fu Fan	13-Feb-15	05-Dec-19	NED
Guan Wei	03-Apr-25		MbCC
Guan Wei	24-Jun-19		NED
Ha Er Man	03-Apr-25		Non-executive Director
He Qing	13-Feb-20	28-Nov-23	Ch	28 Nov 23	Due to work adjustment
He Qing		28-Nov-23	Dir, ChStrC, AuRep	28 Nov 23	Due to work adjustment
Jiang Xian	03-Apr-25		INED
Jin Qingjun	03-Jan-13	28-Jun-21	INED
Kwong Yvonne Yin Ping	11-Apr-17	24-May-24	CoSec
Kwong Yvonne Yin Ping		24-May-24	J-CoSec, AuRep, Proc Agt	24 May 24	No reasons provided
Lee Conway Kong Wai	11-Apr-17	30-Nov-23	INED	30 Nov 23	He has been serving as an independent non-executive Director consecutively for six years
Lee Conway Kong Wai		11-Apr-23	ChAC	11 Apr 23	He has been serving as an independent non-executive Director consecutively for six years.
Li Jun Jie	20-Mar-24	05-Jul-26	ED
Li Junjie	20-Mar-24	05-Jul-26	Pres, ED	05 Jul 26	Due to work adjustment, Mr. Li Junjie has tendered his resignation.
		05-Jul-26	MbRMC	05 Jul 26	Due to work adjustment, Mr. Li Junjie has tendered his resignation.
	20-Mar-24	03-Apr-25	V-Ch	03 Apr 25	Stepped down as the vice chairman of the Board.
	23-Jan-24	20-Mar-24	Non-Dir, Pres
Li Renjie	28-Jun-21		INED
Li Zhongning	16-Jul-20	25-Jul-22	ChSup
Li Zhongning	15-Jun-20	16-Jul-20	Sup
Lin Facheng	30-May-18	28-Jun-21	NED
Ling Tao	13-Feb-15	28-Jun-21	INED
Liu Qiang	03-Jan-13	29-Mar-18	NED
Liu Xin Yi	15-Jun-20	03-Apr-25	Non-executive Director
Liu Xinyi	15-Jun-20		NED
Liu Xinyi		14-Mar-25	Dir	16 Mar 25(1)03 Apr 25(2)	Retirement due to the expiry of the term of the sixth session of the Board.
Liu Xuefeng	19-Nov-12	28-Jun-21	Sup
Liu Ying	24-Oct-16	09-May-19	NED
Lv Chun Fang	03-Apr-25		Non-executive Director
Ma Wei Hua	16-Jan-13	16-May-16	INED
Mao Fu Gen	03-Apr-25		INED
Nie Xiaogang	03-Apr-25		ED, MbRMC
	24-May-24		CoSec
	24-May-24	24-Apr-26	J-CoSec	24 Apr 26	Resigned due to work arrangement. Mr. Nie will continue to serve as an executive Director, Vice President, and Chief Risk Officer.
		24-Apr-26	BrdSec, AuRep	24 Apr 26	Resigned due to work arrangement. Mr. Nie will continue to serve as an executive Director, Vice President, and Chief Risk Officer.
	24-May-24	03-Apr-25	CFO	03 Apr 25	Stepped down as the chief financial officer of the Company.
	28-Jun-21	24-May-24	CFO
Pu Yonghao	30-Nov-23		INED
Shang Hongbo	13-May-15	17-Jun-19	ChSup
Shao Chong	31-Jul-06	28-Jun-21	Sup
Shao Liangming	28-Jun-21		Sup
Shen Yun	28-Jun-21		Sup
Shi Derong	03-Jan-13	28-Jun-21	INED
Sun Minghui	29-Dec-23		NED
Teng Tieqi	31-Jul-06	30-Mar-18	Sup
Tsang Wing Man	24-May-24		CoSec
Wang Guogang	29-May-23		INED
Wang Lei	13-Jun-19	28-Jun-21	Sup
Wang Song	08-Sep-15	23-Jan-24	V-Ch, Pres	23 Jan 24	Having reached the retirement age
Wang Song		23-Jan-24	ED, MbRMC	23 Jan 24	Having reached the retirement age
Wang Tao	27-Sep-24	03-Apr-25	NED
Wang Tao		14-Mar-25	Dir	16 Mar 25(1)03 Apr 25(2)	Retirement due to the expiry of the term of the sixth session of the Board.
Wang Weijie	19-Nov-12	28-Jun-21	Sup
Wang Wenjie	11-Jul-19	04-Jan-24	NED	04 Jan 24	Due to his work arrangements
Wang Wenjie		04-Jan-24	MbStrC, MbNC	04 Jan 24	Due to his work arrangements
Wang Yimin	16-Aug-99	16-Sep-04	ChSup
Wang Yimin	16-Oct-92	16-Aug-99	ED
Wang Yongjian	03-Jan-13	09-May-19	NED
Wu Hong Wei	03-Jul-25		Non-executive Director
Wu Hongwei	28-Jun-21		Sup
Xia Da Wei	19-May-16	29-May-23	INED	29 May 23	He has been serving as an independent non-executive Director consecutively for six years
		29-May-23	ChNC	29 May 23	He has been serving as an independent non-executive Director consecutively for six years
		19-May-22	ChCC, MbAC	19 May 22	Serving as an independent non-executive Director consecutively for six years, exceeding the term limit for independent directors.
Xiang Dong	19-May-16	29-Mar-18	NED
Xie Min	28-Jun-21		Sup
Xiong Peijin	30-Oct-14	19-May-16	NED
Xu Ke	02-Jul-07	02-Jul-12	Dir
Xu Lan	24-Apr-26		BrdSec, J-CoSec, AuRep
Yang De Hong	13-May-13	23-Sep-19	ED
Yang Dehong	13-May-15	23-Sep-19	Ch
Yim Henry Chi Hung	29-May-23	03-Apr-25	INED
Yim Henry Chi Hung		14-Mar-25	Dir	16 Mar 25(1)03 Apr 25(2)	Retirement due to the expiry of the term of the sixth session of the Board.
Yu Jian		24-May-24	CoSec, BrdSec, J-CoSec, AuRep, Proc Agt	24 May 24	Due to retirement
Yu Jian	19-May-16	24-May-24	ED	24 May 24	Due to retirement
Zhan Lingzhi	16-Sep-09	19-May-16	Sup
Zhang Man Hua	20-Mar-24	03-Apr-25	Non-executive Director
Zhang Manhua	20-Mar-24		NED
Zhang Manhua		14-Mar-25	Dir	16 Mar 25(1)03 Apr 25(2)	Retirement due to the expiry of the term of the sixth session of the Board.
Zhang Yipeng	25-Nov-21	20-Aug-24	NED	20 Aug 24	Due to retirement
Zhang Yipeng		20-Aug-24	MbRMC	20 Aug 24	Due to retirement
Zhang Zhan	28-Jun-21	06-Dec-23	NED	06 Dec 23	Due to his work adjustment
Zhang Zhan		06-Dec-23	MbAC	06 Dec 23	Due to his work adjustment
Zhong Maojun	13-May-15		NED
Zhou Hao	30-May-18	28-Jun-21	NED
Zhou Jie	03-Apr-25		MbStrC, V-Ch
Zhou Lei	13-May-15	28-Jun-21	NED
Zhou Zhaohui	28-Jun-21		Sup
Zhu Jian	05-Jul-26		Pres
Zhu Jian	29-Dec-23		Ch, ED
Zhu Ning	28-Jun-21	29-Jul-21	INED
Zhu Ning	19-Nov-12	06-May-19	Sup
Zuo Zhipeng	27-Jun-16		Sup