| Chen Gongrong | 14-Dec-17 | 19-Mar-25 | INED | | Resignation letter stated that Mr. Zhang Jian, an executive director, the chairman of the Board, the general manager and the controlling shareholder of the Company, had occupied the Company’s funds for a long period of time and failed to return such funds in a timely manner, and had carried out non-compliant connected transactions which had seriously jeopardized the legitimate rights and interests of the shareholders of the Company. |
| 19-Mar-25 | ChAC, MbNC | | Resignation letter stated that Mr. Zhang Jian, an executive director, the chairman of the Board, the general manager and the controlling shareholder of the Company, had occupied the Company’s funds for a long period of time and failed to return such funds in a timely manner, and had carried out non-compliant connected transactions which had seriously jeopardized the legitimate rights and interests of the shareholders of the Company. |
| Ding Huiming | 29-Sep-25 | | INED | | |
| Hu Keman | 15-May-20 | 29-Apr-22 | NED | | |
| Hu Shengli | 12-Dec-22 | 28-Mar-24 | Pres | | Due to work adjustment |
| 28-Mar-24 | ED, MbStrC | | Due to work adjustment |
| 29-Apr-22 | 12-Dec-22 | Co-Pres | | |
| 24-May-21 | 29-Apr-22 | Co-Pres | | |
| Hu Wenhan | 29-Sep-25 | | Non-executive Director | | |
| 28-Jul-26 | NED | | Due to the adjustment of his work arrangements by his nominating shareholder, Hunan Caixin Industrial Fund Management Co., Ltd. |
| Lam Tsz Chung | 24-Mar-25 | | CoSec | | |
| Lee Kenneth Kwok Fai | 27-Jul-21 | 17-Dec-21 | CoSec | | |
| Leung Suet Wing | | 27-Jul-21 | CoSec | | |
| Li Gen | 15-Dec-18 | | Sup | | |
| Li Zhengnong | 14-Dec-17 | 19-Mar-25 | INED | | Resignation letter stated that Mr. Zhang Jian, an executive director, the chairman of the Board, the general manager and the controlling shareholder of the Company, had occupied the Company’s funds for a long period of time and failed to return such funds in a timely manner, and had carried out non-compliant connected transactions which had seriously jeopardized the legitimate rights and interests of the shareholders of the Company. |
| 19-Mar-25 | MbAC, ChNC | | Resignation letter stated that Mr. Zhang Jian, an executive director, the chairman of the Board, the general manager and the controlling shareholder of the Company, had occupied the Company’s funds for a long period of time and failed to return such funds in a timely manner, and had carried out non-compliant connected transactions which had seriously jeopardized the legitimate rights and interests of the shareholders of the Company. |
| Liu Jing | 19-Feb-14 | | Sup | | |
| Mr. Wong Kai Yan Thomas | | 20-Dec-24 | MbAC | | He needs to devote more efforts to other work commitments. |
| Ng Ka Man | 17-Dec-21 | 24-Mar-25 | CoSec | | |
| 24-Mar-25 | J-CoSec, AuRep | | Resigned with effect from 24 March 2025. |
| Peng Zhen | 29-Sep-25 | | INED | | |
| Shen Dan | 29-Sep-25 | | ED | | |
| Shi Donghong | 24-Mar-25 | | ED | | |
| 18-Aug-26 | NED | | Removed as a non-executive Director pursuant to an ordinary resolution passed by poll at the 2026 second extraordinary general meeting held on August 18, 2026. |
| 24-Mar-25 | CoSec, Dep GM, J-CoSec, AuRep | | Suspended from duties and powers as Executive Director and terminated from other roles due to issuing an announcement without formal Board approval, causing adverse impact on the Group. |
| 20-Mar-25 | 24-Mar-25 | ED, VP | | Suspended from duties and powers as Executive Director and terminated from other roles due to issuing an announcement without formal Board approval, causing adverse impact on the Group. |
| 19-Feb-14 | 20-Mar-25 | FD, VP | | |
| 20-Mar-25 | CFO | | Resigned due to work adjustment. |
| So Chi Kai | 29-Sep-25 | | INED | | |
| Tan Xinming | 24-Mar-25 | | Dep CEO | | |
| 19-Feb-14 | 25-Mar-26 | ED | | SUPPLEMENTAL ANNOUNCEMENT: Prolonged high-intensity work resulting in severe physical strain and multiple abnormal indicators in medical check-up, necessitating rest and recuperation, and family care commitments. |
| 25-Mar-26 | Ch, BrdSec, ChStrC | | SUPPLEMENTAL ANNOUNCEMENT: Prolonged high-intensity work resulting in severe physical strain and multiple abnormal indicators in medical check-up, necessitating rest and recuperation, and family care commitments. |
| 19-Feb-14 | 24-Mar-25 | VP | | |
| Tang Fen | 28-Mar-24 | | V-Ch | | |
| 10-Mar-26 | CFO | | Resigned due to personal reasons. |
| 12-Dec-22 | 28-Mar-24 | ED | | |
| 19-Feb-14 | 12-Dec-22 | Pres | | Due to work adjustment |
| Wang Chunmei | 29-Sep-25 | | ED | | |
| Wong Thomas Kai Yan | 23-Mar-19 | 20-Dec-24 | INED | | He needs to devote more efforts to other work commitments. |
| Xie Yaping | 11-Mar-26 | | CFO | | |
| Zhang Jian | 28-Mar-24 | | Pres | | |
| 30-Apr-06 | | Ch, Fdr | | |
| 30-Apr-06 | 16-Jun-26 | ED | | In order to cooperate with the resumption of trading work and to avoid any potential conflict of interest in the process of independent forensic investigation and resumption of trading. |
| 16-Jun-26 | MbStrC | | In order to cooperate with the resumption of trading work and to avoid any potential conflict of interest in the process of independent forensic investigation and resumption of trading. |
| Zhang Kexiang | 17-Jul-14 | | ED, VP | | |
| Zhang Mingxin | 19-Feb-14 | 29-Apr-22 | ChSup | | |
| Zhang Quanxun | 15-Dec-18 | 19-Mar-25 | NED | | Resignation letter stated that Mr. Zhang Jian, an executive director, the chairman of the Board, the general manager and the controlling shareholder of the Company, had occupied the Company’s funds for a long period of time and failed to return such funds in a timely manner, and had carried out non-compliant connected transactions which had seriously jeopardized the legitimate rights and interests of the shareholders of the Company. |
| Zhao Zhengting | 15-May-20 | 20-Dec-24 | INED | | Due to the relevant requirement of his public appointment that he is not allowed to take up concurrent employment in enterprises. |
| Zhou Feng | 29-Apr-22 | | ChSup | | |
